Compass, Inc. — Director's Dealing 2021

Apr 1, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2021-03-31

Reporting Person: Hart Gregory M. (Chief Product Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
No securities beneficially owned.	0	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (right to buy Class A Common Stock)	$6.44	2030-04-13	Class A Common Stock (1555710)		Direct
Restricted Stock Unit (RSU)	$		Class A Common Stock (1037140)		Direct
Restricted Stock Unit (RSU)	$		Class A Common Stock (3240)		Direct

Footnotes

F1: The option vests 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F2: The RSU vests as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F3: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4: The RSUs are fully vested.