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Compass, Inc. — Director's Dealing 2021
Apr 1, 2021
31091_dirs_2021-03-31_b6f0bd90-df45-4f80-a57f-7b9533cad119.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2021-03-31
Reporting Person: Lane Kamini R. (President, West Region)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| No securities beneficially owned. | 0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy Class A Common Stock) | $5.16 | 2029-02-13 | Class A Common Stock (67470) | Direct | |
| Stock Option (right to buy Class A Common Stock) | $6.44 | 2030-05-28 | Class A Common Stock (25920) | Direct | |
| Restricted Stock Unit (RSU) | $ | Class A Common Stock (1480) | Direct | ||
| Restricted Stock Unit (RSU) | $ | Class A Common Stock (90000) | Direct |
Footnotes
F1: The option vests as to 25% of the total shares on January 28, 2020 and 2.0833% of the total shares monthly, with 100% of the total shares vested and exercisable on January 28, 2023, subject to the reporting person's provision of service to the issuer on each vesting date.
F2: The option vests as to 2.0833% of the total shares monthly, beginning on March 1, 2020, with 100% of the total shares vested and exercisable on March 1, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.
F3: The RSUs are fully vested.
F4: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F5: The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested and exercisable on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.