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Compass, Inc. — Director's Dealing 2021
Apr 1, 2021
31091_dirs_2021-03-31_06aef9da-ee7d-48c8-8246-2dc45ad4dbcb.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2021-03-31
Reporting Person: Mehta Anand (Chief People Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| No securities beneficially owned | 0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy Class A Common Stock) | $6.44 | 2030-07-21 | Class A Common Stock (608210) | Direct | |
| Restricted Stock Unit (RSU) | $ | Class A Common Stock (259280) | Direct | ||
| Restricted Stock Unit (RSU) | $ | Class A Common Stock (32410) | Direct |
Footnotes
F1: The option vests as to 25% of the total shares on July 22, 2021 and 2.0833% monthly thereafter, with 100% of the total shares vested and exercisable on July 22, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.
F2: The RSUs vests 20% of the total shares on July 22, 2021 and 1.6667% monthly thereafter, with 100% of the shares vested on July 22, 2025, subject to continued service through each vesting date.
F3: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement
F4: The RSUs vest as to 50% of the total shares on July 22, 2021 and 4.1666% monthly thereafter, with 100% of the total shares vested and exercisable on July 22, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.