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Compass, Inc. — Director's Dealing 2021
Apr 1, 2021
31091_dirs_2021-03-31_7c71c3e7-d5de-44fd-bfb2-dc29170bb80f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2021-03-31
Reporting Person: Serwin Bradley K (Gen Counsel and Secretary)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 95850 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy Class A Common Stock) | $6.44 | 2030-05-28 | Class A Common Stock (552360) | Direct | |
| Stock Option (right to buy Class A Common Stock) | $6.88 | 2030-10-26 | Class A Common Stock (162050) | Direct | |
| Restricted Stock Unit (RSU) | $ | Class A Common Stock (2150) | Direct |
Footnotes
F1: The option vests as to 25% of the total shares on May 18, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested and exercisable on May 18, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.
F2: The option vests as to 2.0833% of the total shares monthly, beginning on October 26, 2020, with 100% of the total shares vested and exercisable on October 26, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.
F3: The RSUs are fully vested.
F4: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.