Compass, Inc. — Director's Dealing 2021

Apr 1, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2021-03-31

Reporting Person: Sirosh Joseph (Chief Technology Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	189060	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (right to buy Class A Common Stock)	$5.16	2028-12-19	Class A Common Stock (322540)		Direct
Stock Option (right to buy Class A Common Stock)	$6.44	2030-06-07	Class A Common Stock (1242420)		Direct
Restricted Stock Unit (RSU)	$		Class A Common Stock (455370)		Direct
Restricted Stock Unit (RSU)	$		Class A Common Stock (4550)		Direct

Footnotes

F1: The option vests as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares monthly thereafter, with 100% of the total shares vested and exercisable on December 4, 2022, subject to the reporting person's provision of service to the issuer on each vesting date.

F2: The option vests as to 0.0167% of the total shares monthly for 36 months beginning on June 1, 2020, and then 0.0333% monthly thereafter, with 100% of the total shares vested and exercisable on June 1, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.

F3: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested and exercisable on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5: The RSUs are fully vested.