Compass, Inc. — Director's Dealing 2021

Apr 1, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2021-03-31

Reporting Person: SVF Excaliber (Cayman) Ltd (10% Owner)
Reporting Person: SVF Endurance (Cayman) Ltd (10% Owner)
Reporting Person: SB INVESTMENT ADVISERS (UK) LTD (10% Owner)
Reporting Person: SOFTBANK VISION FUND (AIV M1) L.P. (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	10074010	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series A Preferred Stock	$		Class A Common Stock (18056840)		Indirect
Series B Preferred Stock	$		Class A Common Stock (2227800)		Indirect
Series E Preferred Stock	$		Class A Common Stock (68307043)		Indirect
Series F Preferred Stock	$		Class A Common Stock (13494130)		Indirect
Series G Preferred Stock	$		Class A Common Stock (16205450)		Indirect

Footnotes

F1: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly.

F2: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein.

F3: Each share of the Issuer's Series A, B, C, D, F and G preferred stock is convertible on a 1-to-1 basis into shares of the Issuer's Class A Common Stock at the holder's election and has no expiration date. The preferred stock will automatically convert into Class A Common Stock upon the closing of the Issuer's initial public offering.

F4: Each share of the Issuer's Series E preferred stock is convertible on a 1-to-1.0242748 basis into shares of the Issuer's Class A Common Stock at the holder's election and has no expiration date. The preferred stock will automatically convert into Class A Common Stock upon the closing of the Issuer's initial public offering.