Compass, Inc. — Director's Dealing 2021

Apr 6, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2021-04-06

Reporting Person: Reffkin Robert L. (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-06	Class A Common Stock	P	411111	$18.00	Acquired	8601981	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	421150	Direct

Footnotes

F1: Represents 411,111 shares of Class A Common Stock purchased by The Ruth Reffkin Family Trust. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F2: Represents: (i) 2,533,350 shares of Class A Common Stock held of record by The Compass 2015 GRAT; (ii) 5,305,520 shares of Class A Common Stock held of record by The Compass 2017 GRAT; and (iii) 763,111 shares of Class A Common Stock held of record by The Ruth Reffkin Family Trust.