Compass, Inc. — Director's Dealing 2021

Apr 9, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2021-04-06

Reporting Person: SVF Excaliber (Cayman) Ltd (10% Owner)
Reporting Person: SVF Endurance (Cayman) Ltd (10% Owner)
Reporting Person: SB INVESTMENT ADVISERS (UK) LTD (10% Owner)
Reporting Person: SOFTBANK VISION FUND (AIV M1) L.P. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-06	Class A Common Stock	C	118291263	—	Acquired	128365273	Indirect
2021-04-06	Class A Common Stock	P	4000000	$18.00	Acquired	132365273	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-06	Series A Preferred Stock	$	C	18056840	Disposed		Class A Common Stock (18056840)	Indirect
2021-04-06	Series B Preferred Stock	$	C	2227800	Disposed		Class A Common Stock (2227800)	Indirect
2021-04-06	Series E Preferred Stock	$	C	66688200	Disposed		Class A Common Stock (68307043)	Indirect
2021-04-06	Series F Preferred Stock	$	C	13494130	Disposed		Class A Common Stock (13494130)	Indirect
2021-04-06	Series G Preferred Stock	$	C	16205450	Disposed		Class A Common Stock (16205450)	Indirect

Footnotes

F1: Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis.

F2: The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly.

F3: As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein.