Compass, Inc. — Director's Dealing 2021

Nov 1, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2021-10-28

Reporting Person: Ankerbrandt Kristen M. (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-10-28	Class A Common Stock	M	64300	—	Acquired	64300	Direct
2021-10-28	Class A Common Stock	F	27300	$12.89	Disposed	37000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-10-28	Restricted Stock Unit (RSU)	$	M	3540	Disposed		Class A Common Stock (3540)	Direct
2021-10-28	Restricted Stock Unit (RSU)	$	M	60760	Disposed		Class A Common Stock (60760)	Direct

Footnotes

F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

F3: The RSUs are fully vested.

F4: The RSUs vest as to 6.25% of the total shares quarterly, commencing on December 15, 2020, with 100% of the shares vested on December 15, 2024, subject to continued service through each vesting date.