AI assistant
Sending…
Compass, Inc. — Director's Dealing 2021
Nov 1, 2021
31091_dirs_2021-11-01_6b0c7d0d-758d-45ae-870b-dff131b32a95.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2021-10-28
Reporting Person: Hart Gregory M. (Chief Product Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-28 | Class A Common Stock | M | 297090 | — | Acquired | 297090 | Direct |
| 2021-10-28 | Class A Common Stock | F | 116905 | $12.89 | Disposed | 180185 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-28 | Restricted Stock Unit (RSU) | $ | M | 3240 | Disposed | Class A Common Stock (3240) | Direct | |
| 2021-10-28 | Restricted Stock Unit (RSU) | $ | M | 293850 | Disposed | Class A Common Stock (293850) | Direct |
Footnotes
F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3: The RSUs are fully vested.
F4: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025,
subject to continued service through each vesting date.
More from Compass, Inc.
Declaration of Voting Results & Voting Rights Announcements
2026
May 15
Capital/Financing Update
2026
Apr 17
Proxy Solicitation & Information Statement
2026
Apr 3
Annual Report
2026
Apr 3
Major Shareholding Notification
2026
Mar 26
Director's Dealing
2026
Mar 25
Director's Dealing
2026
Mar 25
Director's Dealing
2026
Mar 25
Director's Dealing
2026
Mar 18
Director's Dealing
2026
Mar 18