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Compass, Inc. — Director's Dealing 2021
Nov 1, 2021
31091_dirs_2021-11-01_3101bc7e-b4f5-4e80-9348-9af3f6bc4e03.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2021-10-28
Reporting Person: Navab Neda (President, East Region)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-28 | Class A Common Stock | M | 38170 | $0.00 | Acquired | 38170 | Direct |
| 2021-10-28 | Class A Common Stock | F | 14556 | $12.89 | Disposed | 23614 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-28 | Restricted Stock Unit (RSU) | $ | M | 1210 | Disposed | Class A Common Stock (1210) | Direct | |
| 2021-10-28 | Restricted Stock Unit (RSU) | $ | M | 710 | Disposed | Class A Common Stock (710) | Direct | |
| 2021-10-28 | Restricted Stock Unit (RSU) | $ | M | 36250 | Disposed | Class A Common Stock (36250) | Direct |
Footnotes
F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3: The RSUs are fully vested.
F4: The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2019, with 100% of the total shares vested on September 25, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.
F5: The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2020, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.