Compass, Inc. — Director's Dealing 2021

Nov 1, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2021-10-28

Reporting Person: Sirosh Joseph (Chief Technology Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-10-28	Class A Common Stock	M	317620	—	Acquired	506680	Direct
2021-10-28	Class A Common Stock	F	145552	$12.89	Disposed	361128	Direct
2021-10-28	Class A Common Stock	M	100000	$5.16	Acquired	461128	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-10-28	Restricted Stock Unit (RSU)	$	M	313070	Disposed		Class A Common Stock (313070)	Direct
2021-10-28	Restricted Stock Unit (RSU	$	M	4550	Disposed		Class A Common Stock (4550)	Direct
2021-10-28	Stock Option (right to buy Class A Common Stock)	$5.16	M	100000	Disposed	2028-12-19	Class A Common Stock (100000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	50	Indirect

Footnotes

F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

F3: Represents 50 shares of Class A Common Stock held by Mr. Sirosh's son, who currently resides in Mr. Sirosh's household.

F4: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F5: The RSUs are fully vested.

F6: The option vests as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares monthly thereafter, with 100% of the total shares vested and exercisable on December 4, 2022, subject to the reporting person's provision of service to the issuer on each vesting date.