Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Compass, Inc. Director's Dealing 2021

Nov 2, 2021

31091_dirs_2021-11-01_25b31d18-991a-48d7-9711-8eefd7706d8c.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2021-10-28

Reporting Person: Wilkie Danielle J. (President, Central Region)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-10-28 Class A Common Stock M 18510 Acquired 18510 Direct
2021-10-28 Class A Common Stock F 5351 $12.89 Disposed 13159 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-28 Restricted Stock Unit (RSU) $ D 1330 Disposed Class A Common Stock (1330) Direct
2021-10-28 Restricted Stock Unit (RSU) $ D 17180 Disposed Class A Common Stock (17180) Direct

Footnotes

F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

F3: The RSUs are fully vested.

F4: The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.