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Compass, Inc. — Director's Dealing 2021
Nov 2, 2021
31091_dirs_2021-11-01_f91be5fd-2b38-4340-bc7a-ad99107c0d26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2021-10-28
Reporting Person: Wahlers Scott R. (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-28 | Class A Common Stock | M | 47360 | $0.00 | Acquired | 47360 | Direct |
| 2021-10-28 | Class A Common Stock | F | 18059 | $12.89 | Disposed | 29301 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-28 | Restricted Stock Unit (RSU) | $ | M | 1450 | Disposed | Class A Common Stock (1450) | Direct | |
| 2021-10-28 | Restricted Stock Unit (RSU) | $ | M | 13500 | Disposed | Class A Common Stock (13500) | Direct | |
| 2021-10-28 | Restricted Stock Unit (RSU) | $ | M | 32410 | Disposed | Class A Common Stock (32410) | Direct |
Footnotes
F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3: The RSUs are fully vested.
F4: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.
F5: The RSUs vest as to 16,200 shares on April 15, 2020 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.