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Compass, Inc. Director's Dealing 2021

Nov 5, 2021

31091_dirs_2021-11-05_91571014-7217-468e-8db8-0bf3898d6372.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2021-11-03

Reporting Person: Lehman Robert S. (Chief Business Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-03 Class A Common Stock M 6760 Acquired 332364 Direct
2021-11-03 Class A Common Stock F 3879 $12.91 Disposed 328485 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-03 Restricted Stock Unit (RSU) $ M 6760 Disposed Class A Common Stock (6760) Direct

Footnotes

F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

F3: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.