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Compass, Inc. — Director's Dealing 2021
Nov 5, 2021
31091_dirs_2021-11-05_6d124edd-c1df-4773-a4a3-94ebbc0423b4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2021-11-03
Reporting Person: Sirosh Joseph (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-03 | Class A Common Stock | M | 9480 | — | Acquired | 470608 | Direct |
| 2021-11-03 | Class A Common Stock | F | 4353 | $12.91 | Disposed | 466255 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-03 | Restricted Stock Unit (RSU) | $ | M | 9480 | Disposed | Class A Common Stock (9480) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 50 | Indirect |
Footnotes
F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3: Represents 50 shares of Class A Common Stock held by Mr. Sirosh's son, who currently resides in Mr. Sirosh's household.
F4: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.