Compass, Inc. — Director's Dealing 2021

Dec 8, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2021-12-03

Reporting Person: Mehta Anand (Chief People Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-03	Class A Common Stock	M	7170	—	Acquired	63900	Direct
2021-12-03	Class A Common Stock	F	3324	$9.23	Disposed	60576	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-03	Restricted Stock Unit (RSU)	$	M	4320	Disposed		Class A Common Stock (4320)	Direct
2021-12-03	Restricted Stock Unit (RSU)	$	M	1350	Disposed		Class A Common Stock (1350)	Direct
2021-12-03	Restricted Stock Unit (RSU)	$	M	1500	Disposed		Class A Common Stock (1500)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	40000	Indirect

Footnotes

F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

F3: Represents 40,000 shares of Class A Common Stock held of record by Ursidae Family Trust.

F4: The RSUs vest 20% of the total shares on July 22, 2021 and 1.6667% monthly thereafter, with 100% of the total shares vested on July 22, 2025, subject to continued service through each vesting date.

F5: The RSUs vest as to 50% of the total shares on July 22, 2021 and 4.1666% monthly thereafter, with 100% of the total shares vested on July 22, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F6: The RSUs vest as to 4.1666% of the total shares on a monthly basis starting August 21, 2021, with 100% of the total shares vested on July 21, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.