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Compass, Inc. — Director's Dealing 2021
Dec 8, 2021
31091_dirs_2021-12-07_94b35862-c875-497f-b85d-bec5c6d55830.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2021-12-03
Reporting Person: Sirosh Joseph (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-03 | Class A Common Stock | M | 9490 | — | Acquired | 475745 | Direct |
| 2021-12-03 | Class A Common Stock | F | 4357 | $9.23 | Disposed | 471388 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-03 | Restricted Stock Unit (RSU) | $ | M | 9490 | Disposed | Class A Common Stock (9490) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 50 | Indirect |
Footnotes
F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3: Represents 50 shares of Class A Common Stock held by Mr. Sirosh's son, who currently resides in Mr. Sirosh's household.
F4: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.