Compass, Inc. — Director's Dealing 2021

Dec 10, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2021-12-08

Reporting Person: Lehman Robert S. (Chief Business Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-08	Class A Common Stock	M	8110	$0.80	Acquired	339471	Direct
2021-12-08	Class A Common Stock	S	8110	$11.00	Disposed	331361	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-08	Stock Option (right to buy Class A Common Stock)	$0.80	M	3600	Disposed	2025-02-24	Class A Common Stock (3600)	Direct
2021-12-08	Stock Option (right to buy Class A Common Stock)	$0.80	M	4510	Disposed	2024-12-17	Class A Common Stock (4510)	Direct

Footnotes

F1: Sale pursuant to a 10(b)5-1 plan adopted by the reporting person on September 7, 2021.

F2: The price reported in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.00 to $11.01 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3: The option is fully vested and exercisable.