AI assistant
COMMVAULT SYSTEMS INC — Director's Dealing 2018
Mar 5, 2018
30698_dirs_2018-03-05_d1f4f024-9fa5-4894-86b2-e6223d60e16b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMMVAULT SYSTEMS INC (CVLT)
CIK: 0001169561
Period of Report: 2018-03-02
Reporting Person: HAMMER N ROBERT (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-02 | Common Stock | M | 187502 | $13.81 | Acquired | 2803691 | Direct |
| 2018-03-02 | Common Stock | S | 187502 | $50.73 | Disposed | 2616189 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-02 | Options to Purchase Common Stock | $13.81 | M | 187502 | Disposed | 2018-03-14 | Common Stock (187502) | Direct |
Footnotes
F1: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.30 to $51.20 inclusive.
F3: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.