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COMMVAULT SYSTEMS INC — Director's Dealing 2013
Oct 16, 2013
30698_dirs_2013-10-16_6984a8b6-44a7-4a22-91db-2214559b3292.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMMVAULT SYSTEMS INC (CVLT)
CIK: 0001169561
Period of Report: 2013-10-14
Reporting Person: HAMMER N ROBERT (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-14 | Common Stock | A | 32321 | — | Acquired | 2466300 | Direct |
| 2013-10-15 | Common Stock | F | 5693 | $82.75 | Disposed | 2460607 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-14 | Options to Purchase Common Stock | $87.20 | A | 193929 | Acquired | 2023-10-14 | Common Stock (193929) | Direct |
Footnotes
F1: The common stock is being granted as restricted stock units and are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter.
F2: Not applicable.
F3: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.
F4: Represents average sale price.
F5: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.