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COMMVAULT SYSTEMS INC — Director's Dealing 2013
Jan 4, 2013
30698_dirs_2013-01-04_58b8340f-bb48-4ca6-86be-0c08d56f1472.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMMVAULT SYSTEMS INC (CVLT)
CIK: 0001169561
Period of Report: 2013-01-02
Reporting Person: Miiller Ronald L (SVP, Worldwide Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-02 | Common Stock | M | 23687 | $5.30 | Acquired | 88295 | Direct |
| 2013-01-02 | Common Stock | S | 23687 | $71.79 | Disposed | 64608 | Direct |
| 2013-01-03 | Common Stock | F | 417 | $71.47 | Disposed | 64191 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-02 | Options to Purchase Common Stock | $5.30 | M | 23687 | Disposed | 2015-01-27 | Common Stock (23687) | Direct |
Footnotes
F1: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.
F2: Represents average sale price.
F3: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units.
F4: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.