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CommScope Holding Company, Inc. — Director's Dealing 2017
Feb 27, 2017
31282_dirs_2017-02-27_0389812d-891c-47f4-9179-2dfd29ff872f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CommScope Holding Company, Inc. (COMM)
CIK: 0001517228
Period of Report: 2017-02-23
Reporting Person: Edwards Marvin S Jr (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-23 | Common Stock | A | 61801 | $0.00 | Acquired | 202536 | Direct |
| 2017-02-23 | Common Stock | F | 5892 | $37.72 | Disposed | 196644 | Direct |
| 2017-02-24 | Common Stock | A | 31653 | $0.00 | Acquired | 228297 | Direct |
| 2017-02-24 | Common Stock | F | 12715 | $37.32 | Disposed | 215582 | Direct |
Footnotes
F1: On February 23, 2016, the reporting person was granted 53,461 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria were exceeded, resulting in a total of 61,801 performance share units earned. The performance share units will vest ratably on 02/23/2018 and 02/23/2019, subject to the reporting person's continued employment with the issuer.
F2: On February 24, 2015, the reporting person was granted 40,529 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria were met at a level between threshold and target, resulting in a total of 31,653 performance share units earned. 15,826 performance share units vested on the date shown, and the balance of 15,827 performance share units will vest on 02/24/2018, subject to the reporting person's continued employment with the issuer.
F3: Includes (a) 35,641 restricted stock units that were granted on 02/23/2016 and will vest ratably on 02/23/2018 and 02/23/2019; (b) 13,510 restricted stock units that were granted on 02/24/2015 and will vest on 02/24/2018; (c) 61,801 performance share units that were earned on 02/23/2017 and will vest ratably on 02/23/2018 and 02/23/2019; and (d) 15,827 performance share units that were earned on 02/24/2017 and will vest on 02/24/2018, each subject to the reporting person's continued employment with the issuer.