AI assistant
CommScope Holding Company, Inc. — Director's Dealing 2016
Dec 2, 2016
31282_dirs_2016-12-02_0801c50d-e40e-40e0-9a48-0012e70fc856.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CommScope Holding Company, Inc. (COMM)
CIK: 0001517228
Period of Report: 2016-12-01
Reporting Person: DRENDEL FRANK M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-01 | Common Stock | S | 15000 | $35.9208 | Disposed | 2327865 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 81000 | Indirect |
| Common Stock | 81000 | Indirect |
| Common Stock | 81000 | Indirect |
| Common Stock | 45000 | Indirect |
| Common Stock | 335955 | Indirect |
Footnotes
F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2016.
F2: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $35.57 to $36.08. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
F3: As previously reported, includes (a) 14,969 restricted stock units that were granted on 02/23/2016 and will vest in three equal installments on 02/23/2017, 02/23/2018, and 02/23/2019; and (b) 7,947 restricted stock units that were granted on 02/24/2015 and will vest ratably on 02/24/2017 and 02/24/2018, each subject to the reporting person's continued employment with the issuer.