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COMERICA INC — Director's Dealing 2017
May 2, 2017
30676_dirs_2017-05-02_0c4a3130-59ff-45bd-be97-593240389f2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMERICA INC /NEW/ (CMA)
CIK: 0000028412
Period of Report: 2017-04-28
Reporting Person: BABB RALPH W JR (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-28 | Common Stock | M | 41800 | $17.32 | Acquired | 636555 | Direct |
| 2017-04-28 | Common Stock | S | 300 | $70.69 | Disposed | 636255 | Direct |
| 2017-04-28 | Common Stock | S | 500 | $70.73 | Disposed | 635755 | Direct |
| 2017-04-28 | Common Stock | S | 41000 | $70.735 | Disposed | 594755 | Direct |
| 2017-05-01 | Common Stock | M | 41800 | $17.32 | Acquired | 636555 | Direct |
| 2017-05-01 | Common Stock | S | 41800 | $71.14 | Disposed | 594755 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-28 | Employee Stock Option (right to buy) | $17.32 | M | 41800 | Disposed | 2019-01-27 | Common Stock (41800) | Direct |
| 2017-05-01 | Employee Stock Option (right to buy) | $17.32 | M | 41800 | Disposed | 2019-01-27 | Common Stock (41800) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $39.16 | 2020-07-27 | Common Stock (61500) | 61500 | Direct |
| Employee Stock Option (right to buy) | $39.10 | 2021-01-25 | Common Stock (115300) | 115300 | Direct |
| Employee Stock Option (right to buy) | $29.60 | 2022-01-24 | Common Stock (121400) | 121400 | Direct |
| Employee Stock Option (right to buy) | $33.79 | 2023-01-22 | Common Stock (34700) | 34700 | Direct |
| Employee Stock Option (right to buy) | $49.51 | 2024-01-21 | Common Stock (27863) | 27863 | Direct |
| Employee Stock Option (right to buy) | $42.32 | 2025-01-27 | Common Stock (31495) | 31495 | Direct |
| Employee Stock Option (right to buy) | $32.97 | 2026-01-26 | Common Stock (36145) | 36145 | Direct |
| Employee Stock Option (right to buy) | $67.66 | 2027-01-24 | Common Stock (18220) | 18220 | Direct |
Footnotes
F1: Includes shares acquired through employee stock plans, shares purchased with reinvested dividends and stock units held pursuant to a deferred compensation plan as of April 28, 2017.
F2: Includes shares acquired through employee stock plans, shares purchased with reinvested dividends and stock units held pursuant to a deferred compensation plan as of May 1, 2017.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.02 to $71.28, inclusive. The
reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request,
full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
F4: The options vest in four equal annual installments (based on the original grant amount) beginning on the date indicated in this column.