COLUMBUS MCKINNON CORP — Director's Dealing 2019

Nov 22, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: COLUMBUS MCKINNON CORP (CMCO)
CIK: 0001005229
Period of Report: 2019-11-21

Reporting Person: Wozniak Kurt F (VP - Industrial Products)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-21	Common Stock	M	2500	$24.94	Acquired	37896.4107	Direct
2019-11-21	Common Stock	M	4489	$15.16	Acquired	42385.4107	Direct
2019-11-21	Common Stock	S	6989	$39.64	Disposed	37896.4107	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-11-21	Non-Qualified Stock Options (Right to Buy)	$24.94	M	2500	Disposed	2025-05-17	Common Stock (2500.0)	Direct
2019-11-21	Non-Qualified Stock Options (Right to Buy)	$15.16	M	4489	Disposed	2026-05-22	Common Stock (4489.0)	Direct

Footnotes

F1: Includes 9,885.4107 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,466.0793 shares become fully vested and non-forfeitable on 5/23/2020; 1,827.9606 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/22/2020; 2,107.8102 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2020, 3,152.2370 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2020, and the remaining 1,331.3236 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2020, if reporting person remains an employee of issuer. Also includes 4,392 shares which become fully vested and non-forfeitable on 5/22/2020, if reporting person remains an employee of issuer.

F2: Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010; options become exercisable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer.

F3: Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan dated as of July 16, 2010 subject to forfeiture in whole or part; options become exercisable 25% per year for four years beginning 5/23/2017, if reporting person remains an employee of issuer.