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COLGATE PALMOLIVE CO — Director's Dealing 2020
Aug 14, 2020
29956_dirs_2020-08-14_fd0fe6ba-4624-41d1-89e6-a121b3926153.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COLGATE PALMOLIVE CO (CL)
CIK: 0000021665
Period of Report: 2020-08-12
Reporting Person: HUSTON JOHN J (SVP, Office of the Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-12 | Common Stock | M | 38430.0000 | $72.9900 | Acquired | 82988.0000 | Direct |
| 2020-08-12 | Common Stock | M | 24100.0000 | $73.0000 | Acquired | 107088.0000 | Direct |
| 2020-08-12 | Common Stock | M | 22375.0000 | $72.0000 | Acquired | 129463.0000 | Direct |
| 2020-08-12 | Common Stock | S | 84905.0000 | $77.1848 | Disposed | 44558.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-12 | Stock Option (Right to Buy) | $72.0000 | M | 22375.0000 | Disposed | 2022-06-16 | Common Stock (22375.0000) | Direct |
| 2020-08-12 | Stock Option (Right to Buy) | $72.9900 | M | 38430.0000 | Disposed | 2022-09-08 | Common Stock (38430.0000) | Direct |
| 2020-08-12 | Stock Option (Right to Buy) | $73.0000 | M | 24100.0000 | Disposed | 2023-09-25 | Common Stock (24100.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 39383.0000 | Indirect |
Footnotes
F1: Exercise of stock options awarded under the issuer's incentive compensation plan.
F2: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's incentive compensation plan and the related tax withholding.
F3: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $77.00 to $77.43, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: Option became exercisable in equal annual installments over two years beginning on the second anniversary of the June 16, 2016 grant date.
F5: Option became exercisable in one-third increments beginning on the first anniversary of the September 8, 2016 grant date.
F6: Option became exercisable in one-third increments beginning on the first anniversary of the September 25, 2017 grant date.