AI assistant
COLGATE PALMOLIVE CO — Director's Dealing 2018
Aug 3, 2018
29956_dirs_2018-08-03_deeb5715-d60a-4cb9-91fd-9fb6dd2eb594.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COLGATE PALMOLIVE CO (CL)
CIK: 0000021665
Period of Report: 2018-08-01
Reporting Person: MOISON FRANCK J (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-01 | Common Stock | M | 35000.0000 | $52.2700 | Acquired | 222414.0000 | Direct |
| 2018-08-01 | Common Stock | S | 35000.0000 | $66.0299 | Disposed | 187414.0000 | Direct |
| 2018-08-02 | Common Stock | M | 10000.0000 | $52.2700 | Acquired | 197414.0000 | Direct |
| 2018-08-02 | Common Stock | S | 10000.0000 | $67.0215 | Disposed | 187414.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-01 | Stock Option (Right to Buy) | $52.2700 | M | 35000.0000 | Disposed | 2018-09-13 | Common Stock (35000.0000) | Direct |
| 2018-08-02 | Stock Option (Right to Buy) | $52.2700 | M | 10000.0000 | Disposed | 2018-09-13 | Common Stock (10000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 43445.0000 | Indirect |
| Common Stock | 10.0000 | Indirect |
Footnotes
F1: Exercise of stock options awarded under the issuer's employee stock option plan.
F2: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's employee stock option plan and the related tax withholding.
F3: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $66.00 to $66.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $67.00 to $67.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: Option became exercisable in one-third increments beginning on the first anniversary of the September 13, 2012 grant date.