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COHU INC — Director's Dealing 2021
Aug 5, 2021
32277_dirs_2021-08-05_95083bc6-4c6f-4592-ab79-78531d52f123.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COHU INC (COHU)
CIK: 0000021535
Period of Report: 2021-08-03
Reporting Person: Jones Jeffrey D (VP Finance & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-03 | Common Stock | M | 20000 | $9.44 | Acquired | 264442 | Direct |
| 2021-08-03 | Common Stock | S | 20000 | $35.46 | Disposed | 244442 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-03 | Employee Stock Option (right to buy) | $9.44 | M | 20000 | Disposed | 2023-03-26 | Common Stock (20000) | Direct |
Footnotes
F1: The shares with respect to this transaction were sold in multiple trades at prices ranging from $35.29 to $35.67; the price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Number of shares includes 102,143 RSUs (excluding the impact of shares that will be withheld to cover tax obligations) previously reported that in the future will be converted on a one-for-one basis into shares of Cohu, Inc. Common Stock immediately upon the vesting dates (assuming continued employment and achievement of specified performance goals).
F3: The options vested fully on March 26, 2017.