Cohen & Co Inc. — Director's Dealing 2010

Mar 12, 2010

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: COHEN & Co INC. (COHN)
CIK: 0001270436
Period of Report: 2010-03-09

Reporting Person: DAWSON G STEVEN (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2010-03-09	Common Stock, $0.001 par value per share	A	8487	—	Acquired	9418	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.001 par value per share	8423	Indirect

Footnotes

F1: Mr. Dawson was awarded 8,487 restricted shares under the Alesco Financial Inc. 2006 Long Term Incentive Plan. The restrictions expire on March 9, 2011.

F2: 931 restricted shares were incorrectly reported as being indirectly held by Corriente Partners, L.P. on the Reporting Persons Form 4 filed with the Securities and Exchange Commission on June 10, 2009. The 931 restricted shares are directly held by the Reporting Person.

F3: These securities are held by Corriente Partners, L.P., which is wholly owned by Corriente Private Trust. The Reporting Person is the sole trustee and beneficiary of Corriente Private Trust. The Reporting Person through Corriente Private Trust has voting and investment control with respect to the securities held by Corriente Partners, L.P. and the Reporting Persion disclaims any interest in the shares beyond his pecuniary interest.