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Coeur Mining, Inc. — Director's Dealing 2021
Feb 2, 2021
30519_dirs_2021-02-02_ad78aef1-4c90-43ec-97ff-ef8fd209b87f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Coeur Mining, Inc. (CDE)
CIK: 0000215466
Period of Report: 2021-02-01
Reporting Person: Nault Casey M. (SVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-01 | Common Stock, par value $0.01 per share | S | 50000 | $12.24 | Disposed | 279291 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Options (right to buy) | $19.01 | 2022-05-07 | Common Stock (8266.0) | 8266 | Direct |
| Non-qualified Stock Options (right to buy) | $19.01 | 2022-05-07 | Common Stock (770.0) | 770 | Direct |
| Incentive Stock Options (right to buy) | $23.9 | 2023-01-22 | Common Stock (4184.0) | 4184 | Direct |
| Non-qualified Stock Options (right to buy) | $23.9 | 2023-01-22 | Common Stock (4987.0) | 4987 | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 selling plan adopted by the reporting person on May 2, 2020 (as disclosed in the Registrant's Current Report on Form 10-Q filed on July 29, 2020).
F2: This transaction was executed in multiple trades at prices ranging from $12.00 to $12.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Includes 124,430 unvested shares of restricted stock.
F4: The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.