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Coeur Mining, Inc. — Director's Dealing 2020
Sep 17, 2020
30519_dirs_2020-09-17_aa91e25d-8d4b-4cd3-af9c-0a5a97c6b119.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Coeur Mining, Inc. (CDE)
CIK: 0000215466
Period of Report: 2020-09-15
Reporting Person: Smith Terrence F. (SVP Operations, CDO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-15 | Common Stock | M | 21219 | $5.57 | Acquired | 199349 | Direct |
| 2020-09-15 | Common Stock | S | 21219 | $8.242 | Disposed | 178130 | Direct |
| 2020-09-15 | Common Stock | S | 30000 | $8.236 | Disposed | 148130 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-15 | Incentive Stock Options (right to buy) | $5.57 | M | 21219 | Disposed | 2025-05-13 | Common Stock (21219.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Options (right to buy) | $9.31 | 2024-03-26 | Common Stock (7042.0) | 7042 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $8.210 to $8.295. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $8.200 to $8.290. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Includes 85,872 unvested shares of restricted stock
F4: The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.