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Coeur Mining, Inc. — Director's Dealing 2009
Feb 5, 2009
30519_dirs_2009-02-05_a07ee827-f29c-4ef7-9882-ffdabdc7819c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COEUR D ALENE MINES CORP (CDE)
CIK: 0000215466
Period of Report: 2009-02-03
Reporting Person: WHEELER DENNIS E (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-02-03 | Common Stock, Par Value $1.00 per share | A | 325118 | — | Acquired | 1035824 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-02-03 | Incentive Stock Options | $1 | A | 100000 | Acquired | 2019-02-03 | Common Stock (100000) | Direct |
| 2009-02-03 | Non-qualified Stock Options | $1 | A | 441862 | Acquired | 2019-02-03 | Common Stock (441862) | Direct |
| 2009-02-03 | Stock Appreciation Rights | $1 | A | 372234 | Acquired | 2019-02-03 | Common Stock (372234) | Direct |
| 2009-02-03 | Restricted Stock Units | $ | A | 223340 | Acquired | Common Stock (223340) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, Par Value $1.00 per share | 1405 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Options | $3.56 | 2010-03-21 | Common Stock (26820) | 26820 | Direct |
| Non-qualified Stock Options | $0.74 | 2011-12-17 | Common Stock (218586) | 218586 | Direct |
| Non-qualified Stock Options | $1.23 | 2012-03-19 | Common Stock (27712) | 27712 | Direct |
| Non-qualified Stock Options | $1.85 | 2012-09-17 | Common Stock (223506) | 223506 | Direct |
| Non-qualified Stock Options | $1.63 | 2012-10-02 | Common Stock (62553) | 62553 | Direct |
| Incentive Stock Options | $7.09 | 2014-02-19 | Common Stock (29325) | 29325 | Direct |
| Non-qualified Stock Options | $7.09 | 2014-02-19 | Common Stock (80646) | 80646 | Direct |
| Incentive Stock Options | $3.92 | 2015-02-16 | Common Stock (25511) | 25511 | Direct |
| Non-qualified Stock Options | $3.92 | 2015-02-16 | Common Stock (181726) | 181726 | Direct |
| Incentive Stock Options | $5.14 | 2016-02-20 | Common Stock (19455) | 19455 | Direct |
| Non-qualified Stock Options | $5.14 | 2016-02-20 | Common Stock (72829) | 72829 | Direct |
| Incentive Stock Options | $3.99 | 2017-03-20 | Common Stock (25062) | 25062 | Direct |
| Non-qualified Stock Options | $3.99 | 2017-03-20 | Common Stock (98131) | 98131 | Direct |
| Incentive Stock Options | $4.85 | 2018-01-10 | Common Stock (20618) | 20618 | Direct |
| Non-qualified Stock Options | $4.85 | 2018-01-10 | Common Stock (110491) | 110491 | Direct |
Footnotes
F1: Reports of the grant of shares of restricted stock pursuant to Rule 16b-3(d) under the Company's Long-Term Incentive Plan.
The shares shall vest to the extent of one-third on the first anniversary of the date of grant and shall cumulatively vest
to the extent of one-third each year thereafter.
F2: Includes 501,002 unvested shares of restricted stock.
F3: The stock options become exercisable to the extent of one-third on the above date and are cumulatively exercisable to the
extent of one-third each year thereafter.
F4: The exercise price of the stock options and stock appreciation rights represents a premium of $0.31 above the closing price
of the issuer's common stock on the date of grant.
F5: The stock appreciation rights become exercisable to the extent of one-third on the above date and are cumulatively
exercisable to the extent of one-third each year thereafter.
F6: Each restricted stock unit represents a right to receive a cash payment equivalent to the fair market value of the common
stock as of the date of vesting.
F7: The restricted stock units become exercisable to the extent of one-third on February 3, 2010 and are cumulatively exercisable
to the extent of one-third each year thereafter. Vested units shall be settled in cash which shall be delivered to the
reporting person on the date of vesting of such units.