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CNO Financial Group, Inc. — Director's Dealing 2021
May 13, 2021
31198_dirs_2021-05-13_c89bffb0-d756-4f39-9f69-9a014e3f3a12.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CNO Financial Group, Inc. (CNO)
CIK: 0001224608
Period of Report: 2021-05-11
Reporting Person: Bhojwani Gary C (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-11 | Common Stock | M | 55167 | $18.43 | Acquired | 252271 | Direct |
| 2021-05-11 | Common Stock | S | 55167 | $27.0199 | Disposed | 197104 | Direct |
| 2021-05-12 | Common Stock | M | 35433 | $18.43 | Acquired | 232537 | Direct |
| 2021-05-12 | Common Stock | S | 35433 | $26.8871 | Disposed | 197104 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-11 | Employee Stock Option (right to buy) | $18.43 | M | 55167 | Disposed | 2026-05-05 | Common Stock (55167) | Direct |
| 2021-05-12 | Employee Stock Option (right to buy) | $18.43 | M | 35433 | Disposed | 2026-05-05 | Common Stock (35433) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 304386 | Indirect |
| Common Stock | 32320 | Indirect |
| Common Stock | 3732 | Indirect |
Footnotes
F1: Sales at prices ranging from $27.00 per share to $27.17 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer, or any security holder of the issuer.
F2: One-half of these options vested on May 5, 2018 and one-half vested on May 5, 2019.
F3: Sales at prices ranging from $26.75 per share to $27.12 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer, or any security holder of the issuer.