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CMS ENERGY CORP Director's Dealing 2015

Nov 23, 2015

30260_dirs_2015-11-23_c4a0959a-7317-4f9e-8334-8f05beba2902.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CMS ENERGY CORP (CMS)
CIK: 0000811156
Period of Report: 2015-11-20

Reporting Person: Malone Daniel J (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-11-20 Common Stock S 4508 $35.6643 Disposed 131265 Direct

Footnotes

F1: The total holdings reflect an adjustment of 1,385 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 1,372 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. The total holdings also reflect an adjustment previously transferred in a non-reportable transaction.