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CME GROUP INC. — Director's Dealing 2020
Mar 17, 2020
29871_dirs_2020-03-17_40095089-046b-4095-9600-17ca4d0e64a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2020-03-15
Reporting Person: DUFFY TERRENCE A (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-15 | Common Stock Class A | A | 20590 | $0.0 | Acquired | 67274 | Direct |
| 2020-03-15 | Common Stock Class A | F | 9122 | $182.01 | Disposed | 58152 | Direct |
| 2020-03-15 | Common Stock Class A | A | 20590 | $0.0 | Acquired | 78742 | Direct |
| 2020-03-15 | Common Stock Class A | F | 9122 | $182.01 | Disposed | 69620 | Direct |
| 2020-03-15 | Common Stock Class A | F | 591 | $182.01 | Disposed | 69029 | Direct |
| 2020-03-15 | Common Stock Class A | F | 10 | $182.01 | Disposed | 69019 | Direct |
| 2020-03-15 | Common Stock Class A | F | 470 | $182.01 | Disposed | 68549 | Direct |
Footnotes
F1: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019.
F2: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.
F3: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/15/20.