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CME GROUP INC. Director's Dealing 2016

Sep 30, 2016

29871_dirs_2016-09-30_4ec4d99b-a4a4-46a1-944c-a4cb64a5ee76.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2016-09-28

Reporting Person: Durkin Bryan T (Sr MD Chief Commercial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-09-28 Common Stock Class A M 11600.0 $83.88 Acquired 66936 Direct
2016-09-28 Common Stock Class A S 11600.0 $105.0929 Disposed 55336 Direct
2016-09-28 Common Stock Class A M 1734.0 $56.87 Acquired 57070 Direct
2016-09-28 Common Stock Class A S 1734.0 $105.0929 Disposed 55336 Direct
2016-09-28 Common Stock Class A S 1656.0 $105.2 Disposed 53680 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-09-28 Non-Qualified Stock Option (right to buy) $56.87 M 1734.0 Disposed 2019-09-15 Common Stock Class A (1734) Direct
2016-09-28 Non-Qualified Stock Option (right to buy) $83.88 M 11600.0 Disposed 2018-06-16 Common Stock Class A (11600) Direct

Footnotes

F1: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

F2: On September 28, 2016, Mr. Durkin sold an aggregate of 13,334 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $107.09 to $107.99 and $108.01 to $108.62. The Company maintains a record of the transactions and copies will be provided upon request.

F3: On September 28, 2016, Mr. Durkin sold an aggregate of 1,656 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $105.02 to $105.51. The Company maintains a record of the transactions and copies will be provided upon request.

F4: These options were granted on September 15, 2009. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.

F5: These options were granted on June 16, 2008. They vest over a five-year period, with 20% vesting one year after the grant date and 20% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.