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CME GROUP INC. — Director's Dealing 2016
Aug 16, 2016
29871_dirs_2016-08-16_90beead8-6540-4e75-ab97-e4fb5c795a2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2016-08-15
Reporting Person: GILL PHUPINDER (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-15 | Common Stock Class A | M | 20080.0 | $56.87 | Acquired | 154141 | Direct |
| 2016-08-15 | Common Stock Class A | S | 20080.0 | $104.54 | Disposed | 134061 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-15 | Non-Qualified Stock Option (right to buy) | $56.87 | M | 20080.0 | Disposed | 2019-09-15 | Common Stock Class A (20080) | Direct |
Footnotes
F1: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
F2: On August 15, 2016, Mr. Gill sold an aggregate of 20,080 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $103.56 to $104.92. The Company maintains a record of the transactions and copies will be provided upon request.
F3: On September 15, 2013, these options vested with respect to 100% of the granted number of shares of the option.