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CME GROUP INC. — Director's Dealing 2016
Dec 16, 2016
29871_dirs_2016-12-16_422225b2-ddfe-47bc-8901-8d3840b0b049.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2016-12-07
Reporting Person: Winkler Julie (Chief Commercial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock Class A | 15644 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $54.3 | 2020-09-15 | Common Stock Class A (5340) | Direct | |
| Non-Qualified Stock Option (right to buy) | $54.37 | 2021-09-15 | Common Stock Class A (5620) | Direct | |
| Non-Qualified Stock Option (right to buy) | $56.87 | 2019-09-15 | Common Stock Class A (1310) | Direct | |
| Non-Qualified Stock Option (right to buy) | $83.88 | 2018-06-16 | Common Stock Class A (4275) | Direct | |
| Non-Qualified Stock Option (right to buy) | $109.72 | 2017-09-14 | Common Stock Class A (2875) | Direct |
Footnotes
F1: On September 15, 2014, these options vested with respect to 100% of the granted number of shares covered by the option.
F2: On September 15, 2015, these options vested with respect to 100% of the granted number of shares covered by the option.
F3: On September 15, 2013, these options vested with respect to 100% of the granted number of shares covered by the option.
F4: On June 16, 2013, these options vested with respect to 100% of the granted number of shares covered by the option.
F5: On September 14, 2012, these options vested with respect to 100% of the granted number of shares covered by the option.