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CME GROUP INC. — Director's Dealing 2016
Nov 1, 2016
29871_dirs_2016-11-01_2b08c610-fa53-409a-ada1-c2e5b8cd5fd9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2016-10-31
Reporting Person: Durkin Bryan T (Sr MD Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-31 | Common Stock Class A | M | 4774.0 | $54.3 | Acquired | 58454 | Direct |
| 2016-10-31 | Common Stock Class A | S | 4774.0 | $99.9958 | Disposed | 53680 | Direct |
| 2016-10-31 | Common Stock Class A | M | 10226.0 | $56.87 | Acquired | 63906 | Direct |
| 2016-10-31 | Common Stock Class A | S | 10226.0 | $99.9958 | Disposed | 53680 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-31 | Non-Qualified Stock Option (right to buy) | $54.3 | M | 4774.0 | Disposed | 2020-09-15 | Common Stock Class A (4774) | Direct |
| 2016-10-31 | Non-Qualified Stock Option (right to buy) | $56.87 | M | 10226.0 | Disposed | 2019-09-15 | Common Stock Class A (10226) | Direct |
Footnotes
F1: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
F2: On October 31, 2016, Mr. Durkin sold an aggregate of 15,000 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $99.59 to $99.99 and $100.00 to $100.25. The Company maintains a record of the transactions and copies will be provided upon request.
F3: On September 15, 2014, these options vested with respect to 100% of the granted number of shares covered by the option.
F4: On September 15, 2013, these options vested with respect to 100% of the granted number of shares covered by the option.