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CME GROUP INC. — Director's Dealing 2016
Dec 29, 2016
29871_dirs_2016-12-29_005a3a88-49af-456f-809a-cb8b52e92f22.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2016-12-28
Reporting Person: Durkin Bryan T (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-28 | Common Stock Class A | M | 12280 | $54.37 | Acquired | 65960 | Direct |
| 2016-12-28 | Common Stock Class A | S | 12280 | $116.3919 | Disposed | 53680 | Direct |
| 2016-12-28 | Common Stock Class A | M | 2606 | $54.3 | Acquired | 56286 | Direct |
| 2016-12-28 | Common Stock Class A | S | 2606 | $116.3919 | Disposed | 53680 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-28 | Non-Qualified Stock Option (right to buy) | $54.3 | M | 2606 | Disposed | 2020-09-15 | Common Stock Class A (2606) | Direct |
| 2016-12-28 | Non-Qualified Stock Option (right to buy) | $54.37 | M | 12280 | Disposed | 2021-09-15 | Common Stock Class A (12280) | Direct |
Footnotes
F1: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
F2: On December 28, 2016, Mr. Durkin sold an aggregate of 14,886 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $115.87 to $115.97; $116.00 to $116.87; and $117.09 to $117.18. The Company maintains a record of the transactions and copies will be provided upon request.
F3: On September 15, 2014, these options vested with respect to 100% of the granted number of shares covered by the option.
F4: On September 15, 2015, these options vested with respect to 100% of the granted number of shares covered by the option.