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CME GROUP INC. Director's Dealing 2016

Dec 29, 2016

29871_dirs_2016-12-29_005a3a88-49af-456f-809a-cb8b52e92f22.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2016-12-28

Reporting Person: Durkin Bryan T (President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-28 Common Stock Class A M 12280 $54.37 Acquired 65960 Direct
2016-12-28 Common Stock Class A S 12280 $116.3919 Disposed 53680 Direct
2016-12-28 Common Stock Class A M 2606 $54.3 Acquired 56286 Direct
2016-12-28 Common Stock Class A S 2606 $116.3919 Disposed 53680 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-12-28 Non-Qualified Stock Option (right to buy) $54.3 M 2606 Disposed 2020-09-15 Common Stock Class A (2606) Direct
2016-12-28 Non-Qualified Stock Option (right to buy) $54.37 M 12280 Disposed 2021-09-15 Common Stock Class A (12280) Direct

Footnotes

F1: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

F2: On December 28, 2016, Mr. Durkin sold an aggregate of 14,886 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $115.87 to $115.97; $116.00 to $116.87; and $117.09 to $117.18. The Company maintains a record of the transactions and copies will be provided upon request.

F3: On September 15, 2014, these options vested with respect to 100% of the granted number of shares covered by the option.

F4: On September 15, 2015, these options vested with respect to 100% of the granted number of shares covered by the option.