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CME GROUP INC. — Director's Dealing 2014
Sep 15, 2014
29871_dirs_2014-09-15_01f8cd6a-4fff-4c0d-b8b5-7f62caa730c1.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2014-09-10
Reporting Person: Sammann Derek (Sr MD Commodities P&S)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 21299 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy) | $56.87 | 2019-09-15 | Common Stock CLass A (990) | Direct | |
| Non-Qualified Stock Options (right to buy) | $90.75 | 2016-09-15 | Common Stock Class A (3550) | Direct | |
| Non-Qualified Stock Option (right to buy) | $110.54 | 2017-06-15 | Common Stock Class A (4200) | Direct | |
| Non-Qualified Stock Options (right to buy) | $83.88 | 2018-06-16 | Common Stock Class A (4800) | Direct | |
| Non-Qualified Stock Options (right to buy) | $66.25 | 2019-12-15 | Common Stock Class A (2980) | Direct | |
| Non-Qualified Stock Options (right to buy) | $54.3 | 2020-09-15 | Common Stock Class A (6320) | Direct | |
| Non-Qualified Stock Options (right to buy) | $54.37 | 2021-09-15 | Common Stock Class A (3720) | Direct |
Footnotes
F1: On September 15, 2013, these options vested with respect to 100% of the granted number of shares covered by the option.
F2: On September 15, 2011, these options vested with respect to 100% of the granted number of shares covered by the option.
F3: On June 15, 2012, these options vested with respect to 100% of the granted number of shares covered by the option.
F4: On June 16, 2013, these options vested with respect to 100% of the granted number of shares covered by the option.
F5: On December 15, 2013, these options vested with respect to 100% of the granted number of shares covered by the option.
F6: These options were granted on September 15, 2010. They vest over a four year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
F7: These optins were granted on Septembe 15, 2011. They vest over a four year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.