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CME GROUP INC. — Director's Dealing 2014
Sep 16, 2014
29871_dirs_2014-09-16_148ccf89-befe-4ff9-98de-b90d9f25df63.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2014-09-14
Reporting Person: Piell Hilda Harris (Sr MD & Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-14 | Common Stock Class A | F | 207.0 | $79.33 | Disposed | 18646 | Direct |
| 2014-09-15 | Common Stock Class A | F | 440.0 | $79.82 | Disposed | 18206 | Direct |
| 2014-09-15 | Common Stock Class A | A | 4384.0 | $0.0 | Acquired | 22590 | Direct |
| 2014-09-15 | Common Stock Class A | M | 1145.0 | $54.37 | Acquired | 23735 | Direct |
| 2014-09-15 | Common Stock Class A | S | 1145.0 | $79.0 | Disposed | 22590 | Direct |
| 2014-09-15 | Common Stock Class A | M | 2085.0 | $54.3 | Acquired | 24675 | Direct |
| 2014-09-15 | Common Stock Class A | S | 2085.0 | $79.0 | Disposed | 22590 | Direct |
| 2014-09-15 | Common Stock Class A | S | 2267.0 | $80.0 | Disposed | 20323 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-15 | Non-Qualified Stock Option (right to buy) | $54.3 | M | 2085.0 | Disposed | 2020-09-15 | Common Stock Class A (2085) | Direct |
| 2014-09-15 | Non-Qualified Stock Option (right to buy) | $54.37 | M | 1145.0 | Disposed | 2021-09-15 | Common Stock Class A (1145) | Direct |
Footnotes
F1: Ms. Piell surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2014.
F2: Ms. Piell surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2014.
F3: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
F4: These options were granted on September 15, 2012. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
F5: These options were granted on September 15, 2011. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.