Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CME GROUP INC. Director's Dealing 2014

Nov 4, 2014

29871_dirs_2014-11-04_475ee36b-2366-4111-a69b-42d034d3815b.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2014-11-03

Reporting Person: DUFFY TERRENCE A (Director, Executive Chairman & President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-11-03 Common Stock Class A M 5340.0 $54.37 Acquired 116464 Direct
2014-11-03 Common Stock Class A S 5340.0 $84.5534 Disposed 111124 Direct
2014-11-03 Common Stock Class A M 9240.0 $54.3 Acquired 120364 Direct
2014-11-03 Common Stock Class A S 9240.0 $84.5534 Disposed 111124 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-11-03 Non-Qualified Stock Option (right to buy) $54.3 M 9240.0 Disposed 2020-09-15 Common Stock Class A (9240) Direct
2014-11-03 Non-Qualified Stock Option (right to buy) $54.37 M 5340.0 Disposed 2021-09-15 Common Stock Class A (5340) Direct

Footnotes

F1: On November 3, 2014, Mr. Duffy sold a total of 14,580 shares of CME Group Class A common stock at an average price of $84.55 per share, including the exercise of options. The price ranges were $84.53 through $84.63. The Company maintains a record of the transactions and copies will be provided upon request.

F2: On September 15, 2014, these options vested with respect to 100% of the granted number of shares covered by the option.

F3: These options were granted on September 15, 2011. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.