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CME GROUP INC. — Director's Dealing 2014
May 29, 2014
29871_dirs_2014-05-29_13133d31-1e7d-4477-8cee-5bec37457966.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CME GROUP INC. (cme)
CIK: 0001156375
Period of Report: 2014-05-20
Reporting Person: Harley Jill A (MD & CAO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 11485 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $80.78 | 2017-01-02 | Common Stock Class A (2500) | Direct | |
| Non-Qualified Stock Option (right to buy) | $83.88 | 2018-06-16 | Common Stock Class A (4000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $97.21 | 2018-03-14 | Common Stock Class A (825) | Direct | |
| Non-Qualified Stock Option (right to buy) | $56.87 | 2019-09-15 | Common Stock Class A (1600) | Direct | |
| Non-Qualified Stock Option (right to buy) | $54.3 | 2020-09-15 | Common Stock Class A (4050) | Direct | |
| Non-Qualified Stock Option (right to buy) | $54.37 | 2021-09-15 | Common Stock Class A (4900) | Direct |
Footnotes
F1: On July 12, 2007, these options vested with respect to 100% of the granted number of shares covered by the option.
F2: On June 6, 2013, these options vested with respect to 100% of the granted number of shares covered by the option.
F3: On March 14, 2013, these options vested with respect to 100% of the granted number of shares covered by the option.
F4: On September 15, 2013, these options vested with respect to 100% of the granted number of shares covered by the option.
F5: These options were granted on September 15, 2010. They vest over a four year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
F6: These options were granted on September 15, 2011. They vest over a four year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.