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CME GROUP INC. — Director's Dealing 2014
Sep 16, 2014
29871_dirs_2014-09-16_1cae854d-e706-463a-8202-c6f816181733.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2014-09-14
Reporting Person: Harley Jill A (MD & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-14 | Common Stock Class A | F | 176.0 | $79.33 | Disposed | 10624 | Direct |
| 2014-09-15 | Common Stock Class A | F | 259.0 | $79.82 | Disposed | 10365 | Direct |
| 2014-09-15 | Common Stock Class A | A | 2404.0 | $0.0 | Acquired | 12769 | Direct |
| 2014-09-15 | Common Stock Class A | M | 1225.0 | $54.37 | Acquired | 13994 | Direct |
| 2014-09-15 | Common Stock Class A | S | 1225.0 | $80.0 | Disposed | 12769 | Direct |
| 2014-09-15 | Common Stock Class A | M | 1350.0 | $54.3 | Acquired | 14119 | Direct |
| 2014-09-15 | Common Stock Class A | S | 1350.0 | $80.0 | Disposed | 12769 | Direct |
| 2014-09-15 | Common Stock Class A | S | 245.0 | $80.0 | Disposed | 12524 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-15 | Non-Qualified Stock Option (right to buy) | $54.3 | M | 1350.0 | Disposed | 2020-09-15 | Common Stock Class A (1350) | Direct |
| 2014-09-15 | Non-Qualified Stock Option (right to buy) | $54.37 | M | 1225.0 | Disposed | 2021-09-15 | Common Stock Class A (1225) | Direct |
Footnotes
F1: Ms. Harley surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2014.
F2: Ms. Harley surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2014.
F3: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
F4: These options were granted on September 15, 2010. They vest over a four year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
F5: These options were granted on September 15, 2011. They vest over a four year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.