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CME GROUP INC. — Director's Dealing 2014
Dec 19, 2014
29871_dirs_2014-12-19_18ac1da0-1e75-4506-804a-80d8bc740ab1.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2014-12-10
Reporting Person: Pietrowicz John W. (CFO & Sr MD Finance)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 35368 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $56.87 | 2019-09-15 | Common Stock Class A (4160) | Direct | |
| Non-Qualified Stock Option (right to buy) | $86.09 | 2016-03-15 | Common Stock Class A (500) | Direct | |
| Non-Qualified Stock Option (right to buy) | $88.13 | 2016-06-15 | Common Stock Class A (3900) | Direct | |
| Non-Qualified Stock Option (right to buy) | $110.54 | 2017-06-15 | Common Stock Class A (4625) | Direct | |
| Non-Qualified Stock Option (right to buy) | $83.88 | 2018-06-16 | Common Stock Class A (5175) | Direct | |
| Non-Qualified Stock Option (right to buy) | $62.83 | 2020-03-15 | Common Stock Class A (1740) | Direct | |
| Non-Qualified Stock Option (right to buy) | $5430 | 2020-09-15 | Common Stock Class A (12060) | Direct | |
| Non-Qualified Stock Option (right to buy) | $54.37 | 2021-09-15 | Common Stock Class A (5000) | Direct | |
| Non-Qualfied Stock (right to buy) | $50.39 | 2015-06-15 | Common Stock Class A (4000) | Direct |
Footnotes
F1: As of 9/15/2013, this option vested with respect to 100% of the granted number of shares covered by the option.
F2: As of 3/15/2011, this option vested with respect to 100% of the granted number of shares covered by the option.
F3: As of 6/15/2011, this option vested with respect to 100% of the granted number of shares covered by the option.
F4: As of 6/15/2012, this option vested with respect to 100% of the granted number of shares covered by the option.
F5: As of 6/16/2013, this option vested with respect to 100% of the granted number of shares covered by the option.
F6: As of 3/15/2014, this option vested with respect to 100% of the granted number of shares coverd by the option.
F7: As of 9/15/2014, this option vested with respect to 100% of the granted number of shares coverd by the option.
F8: These options were granted on September 15, 2011. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
F9: As of 6/15/2009, this option vested with respect to 100% of the granted number of shares covered by the option.