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CME GROUP INC. — Director's Dealing 2014
Nov 4, 2014
29871_dirs_2014-11-04_c33523d3-9d06-4f9d-ab56-be4b769a697d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2014-11-03
Reporting Person: Sammann Derek (Sr MD Commodities P&S)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-03 | Common Stock Class A | M | 990.0 | $56.87 | Acquired | 24033 | Direct |
| 2014-11-03 | Common Stock Class A | S | 990.0 | $84.2513 | Disposed | 23043 | Direct |
| 2014-11-03 | Common Stock Class A | M | 2480.0 | $54.37 | Acquired | 25523 | Direct |
| 2014-11-03 | Common Stock Class A | S | 2480.0 | $84.2513 | Disposed | 23043 | Direct |
| 2014-11-03 | Common Stock Class A | M | 6320.0 | $54.3 | Acquired | 29363 | Direct |
| 2014-11-03 | Common Stock Class A | S | 6320.0 | $84.2513 | Disposed | 23043 | Direct |
| 2014-11-03 | Common Stock Class A | M | 210.0 | $66.25 | Acquired | 23253 | Direct |
| 2014-11-03 | Common Stock Class A | S | 210.0 | $84.2513 | Disposed | 23043 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-03 | Non-Qualified Stock Option (right to buy) | $54.3 | M | 6320.0 | Disposed | 2020-09-15 | Common Stock Class A (6320) | Direct |
| 2014-11-03 | Non-Qualified Stock Option (right to buy) | $54.37 | M | 2480.0 | Disposed | 2021-09-15 | Common Stock Class A (2480) | Direct |
| 2014-11-03 | Non-Qualified Stock Option (right to buy) | $56.87 | M | 990.0 | Disposed | 2019-09-15 | Common Stock Class A (990) | Direct |
| 2014-11-03 | Non-Qualified Stock Option (right to buy) | $66.25 | M | 210.0 | Disposed | 2019-12-15 | Common Stock Class A (210) | Direct |
Footnotes
F1: On November 3, 2014, Mr. Sammann sold a total of 10,000 shares of CME Group Class A common stock at an average price of $84.25 per share, including the exercise of options. The price ranges were $84.23 through $84.31. The Company maintains a record of the transactions and copies will be provided upon request.
F2: On September 15, 2014, these options vested with respect to 100% of the granted number of shares covered by the option.
F3: These options were granted on September 15, 2011. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
F4: On September 15, 2013, these options vested with respect to 100% of the granted number of shares covered by the option.
F5: On December 15, 2013, these options vested with respect to 100% of the granted number of shares covered by the option.