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CME GROUP INC. — Director's Dealing 2014
May 22, 2014
29871_dirs_2014-05-22_b43ddf80-d17b-4a92-b2cd-58b69faa72a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2014-05-22
Reporting Person: Piell Hilda Harris (SR MD and Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-22 | Common Stock Class A | M | 1500 | $56.87 | Acquired | 22635 | Direct |
| 2014-05-22 | Common Stock Class A | S | 1500 | $70 | Disposed | 21135 | Direct |
| 2014-05-22 | Common Stock Class A | M | 1145 | $54.37 | Acquired | 22280 | Direct |
| 2014-05-22 | Common Stock Class A | S | 1145 | $70 | Disposed | 21135 | Direct |
| 2014-05-22 | Common Stock Class A | M | 2085 | $54.3 | Acquired | 23220 | Direct |
| 2014-05-22 | Common Stock Class A | S | 2085 | $70 | Disposed | 21135 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-22 | Non-Qualified Stock Option (right to buy) | $56.87 | M | 1500 | Disposed | 2019-09-15 | Common Stock Class A (1500) | Direct |
| 2014-05-22 | Non-Qualified Stock Option (right to buy) | $54.37 | M | 1145 | Disposed | 2021-09-15 | Common Stock Class A (1145) | Direct |
| 2014-05-22 | Non-Qualified Stock Option (right to buy) | $54.3 | M | 2085 | Disposed | 2020-09-15 | Common Stock Class A (2085) | Direct |
Footnotes
F1: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
F2: As of 9/15/2013, this option vested with respect to 100% of the granted number of shares covered by the option.
F3: These options were granted on September 15, 2011. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
F4: These options were granted on September 15, 2012. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.