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CME GROUP INC. — Director's Dealing 2013
May 30, 2013
29871_dirs_2013-05-30_e3a1b5e2-e8f6-45ae-9f31-4bbe59929f57.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2013-05-28
Reporting Person: Parisi James E. (CFO & Sr MD Finance & Corp Dev)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-28 | Common Stock Class A | M | 1000.0 | $19.02 | Acquired | 53810 | Direct |
| 2013-05-28 | Common Stock Class A | S | 1000.0 | $65.6004 | Disposed | 52810 | Direct |
| 2013-05-28 | Common Stock Class A | M | 7000.0 | $25.4 | Acquired | 59810 | Direct |
| 2013-05-28 | Common Stock Class A | S | 7000.0 | $65.6004 | Disposed | 52810 | Direct |
| 2013-05-28 | Common Stock Class A | M | 8000.0 | $25.4 | Acquired | 60810 | Direct |
| 2013-05-28 | Common Stock Class A | S | 8000.0 | $65.935 | Disposed | 52810 | Direct |
| 2013-05-28 | Common Stock Class A | M | 3500.0 | $50.39 | Acquired | 56310 | Direct |
| 2013-05-28 | Common Stock Class A | S | 3500.0 | $65.8273 | Disposed | 52810 | Direct |
| 2013-05-28 | Common Stock Class A | M | 8000.0 | $50.39 | Acquired | 60810 | Direct |
| 2013-05-28 | Common Stock Class A | S | 8000.0 | $65.6425 | Disposed | 52810 | Direct |
| 2013-05-28 | Common Stock Class A | M | 4500.0 | $44.8 | Acquired | 57310 | Direct |
| 2013-05-28 | Common Stock Class A | S | 4500.0 | $65.8273 | Disposed | 52810 | Direct |
| 2013-05-28 | Common Stock Class A | S | 5000.0 | $65.5 | Disposed | 47810 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-28 | Non-Qualified Stock Option (right to buy) | $19.02 | M | 1000.0 | Disposed | 2014-03-15 | Common Stock Class A (1000) | Direct |
| 2013-05-28 | Non-Qualified Stock Option (right to buy) | $25.4 | M | 7000.0 | Disposed | 2014-06-14 | Common Stock Class A (7000) | Direct |
| 2013-05-28 | Non-Qualified Stock Option (right to buy) | $25.4 | M | 8000.0 | Disposed | 2014-06-14 | Common Stock Class A (8000) | Direct |
| 2013-05-28 | Non-Qualified Stock Option (right to buy) | $44.8 | M | 4500.0 | Disposed | 2014-12-15 | Common Stock Class A (4500) | Direct |
| 2013-05-28 | Non-Qualified Stock Option (right to buy) | $50.39 | M | 3500.0 | Disposed | 2015-06-15 | Common Stock Class A (3500) | Direct |
| 2013-05-28 | Non-Qualified Stock Option (right to buy) | $50.39 | M | 8000.0 | Disposed | 2015-06-15 | Common Stock Class A (8000) | Direct |
Footnotes
F1: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
F2: As of 3/15/2009, this option vested with respect to 100% of the granted number of shares covered by the option.
F3: As of 6/14/2009, this option vested with respect to 100% of the granted number of shares covered by the option.
F4: As of 12/15/2009, this option vested with respect to 100% of the granted number of shares covered by the option.
F5: As of 6/15/2010, this option vested with respect to 100% of the granted number of shares covered by the option.